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Market Professionals
Qualification Framework
Certificate in Capital Markets (CCM)
Overview
Securities Markets & Instruments
Equity Securities
Debt Securities
Derivatives
Unit Trusts
Financial Planning, Advising and Marketing
Securities Regulation and Ethics
FAQ
Registered Investment Advisor (RIA)
Overview
Training Record Book
Guidelines for Training Record
RIA VIVA VOCE Examination
Guidelines for Supervisors
RIA English Medium Exam Schedule
RIA Sinhala Medium Exam Schedule
FAQ
Diploma in Capital Markets (DCM)
Overview
Corporate Finance Technical Foundations
Risk in Financial Services
International Investment Management
FAQ
Continuous Professional Development Programmes (CPD)
Overview
General Brochure
Application Form
To Whom
Programme History
Upcoming Events
Videos of the CPD Programmes
FAQ
Exemption Schemes
Certificate in Capital Markets
Registered Investment Advisor
Investors & Potential Investors
Programme in Investing
Overview
General Brochure
Registration & Application Form
Syllabus
Lecture Schedule
Recommended Text
Programme History
FAQ
Advanced Programme in Invesing
Overview
General Brochure
Registration and Application Form
Syllabus
Lecture Schedule
Recommended Text
Programme History
FAQ
Listed Companies
Programmes for Directors of Listed Companies
Overview
Programme History
Upcoming Events
Reference Materials-ta
FAQ
Specified Programmes
Overview
Programme History
Upcoming Events
Reference Materials
FAQ
Market Institutions
Introduction
Upcoming Events.
Overview
General Brochure
Application Form
To Whom
Programme History
Upcoming Events
Videos of the CPD Programmes
Reference Materials
FAQ
Diploma in Capital Markets – Commencement 15 February 2020
Programme in Investing – Commencement 15 February 2020
Directive issued under section 13(C) of the Securities and Exchange Commission of Sri Lanka Act no 36 of 1987 (amended) 18.12.2018
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Last Modified: January 4, 2019
