Programme History


CPD Programmes conducted during the Year 2017

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
Securities Market Regulation and Ethics:
How the Proposed New Sec Act Affect You 
Mr. Ravi Abeysuriya, Group Director, Candor Consultant, Eagle Proprietary Investments Limited, Dubai, UAE


Mr. Naomal Goonewardene

Partner, Nithya Partners

8th March 2017 Sri Lanka Sri Lanka Institute of Hotel Management Auditorium, Colombo 03 236
Role of the Financial Intelligence Unit (FIU) & Know Your Client/Customer Due Diligence (KYC/CDD) Requirements Mr. Ayesh Ariyasinghe, Senior Assistant Director, Financial Intelligence UnitCentral Bank of Sri Lanka


Ms. Wangeesha Karunaratne

Senior Assistant Director

Financial Intelligence Unit

Central Bank of Sri Lanka

22nd April 2017

Securities and Exchange Commission of Sri Lanka

68
Application Of Capital Adequacy Requirements Mr. Hiran Mendis, Consultant Asian Development Bank  14th June 2017 Securities and Exchange Commission of Sri Lanka 104
New Developments in the Stock Broker Rules Mr. Renuke Wijayawardhane, Chief Operating Officer, Colombo Stock Exchange 5th August 2017 Securities and Exchange Commission of Sri Lanka 59

CPD Programmes conducted during the Year 2016

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
Macro Shocks Vs Colombo Bourse Mr. Hasitha Premaratne, Chief Financial Officer, Brandix Lanka Limited 18th February 2016 Sri Lanka Institute of Hotel Management Auditorium, Colombo 03 231
Central Counter party System Mr. Rajeeva Bandaranaike, Chief Executive Officer, Colombo Stock Exchange  2nd April 2016 Securities and Exchange Commission of Sri Lanka 73
Credit Ratings and Its Role in Capital Markets Mr. Maninda Wickramasinghe, Country Head
Fitch Ratings Lanka Limited
25th May 2016 Securities and Exchange Commission of Sri Lanka 113
The Role of The Debt Market In Developing The Capital Market Of Sri Lanka Mr. Mangala Boyagoda, Managing Director, Asset Trust Management (Pvt) Limited 4th August 2016 Securities and Exchange Commission of Sri Lanka 105
Central Counterparty System Mr. Rajeeva Bandaranaike, Chief Executive Officer, Colombo Stock Exchange  29th September 2016 Securities and Exchange Commission of Sri Lanka 93
Brand Building through Relationship Marketing Mr. Samitha Hemachandra, Senior Deputy General Manager – Marketing, Ceylinco Life PLC 3rd November 2016 Excel World, Colombo 10 184
Fiduciary responsibility of a Registered Investment Advisor Mr. P. Asokan, Consultant, Securities and Exchange Commission of Sri Lanka 9th December 2016 Securities and Exchange Commission of Sri Lanka 67

CPD Programmes conducted during the Year 2015

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
The Past, Present and Future of the Sri Lankan Stock Market  Hasitha Premaratne, Chief Financial Officer, Brandix Lanka Ltd 16th February 2015  Excel World Colombo 10 286
Salient Features of the Stockbroker Rules Mr. Renuke Wijayawardhane, Chief Operating Officer Colombo Stock Exchange 25th March 2015 Securities and Exchange Commission of Sri Lanka 165
The Role of Financial Statement Analysis in Investment Decision Making Mr. Sanjaya Bandara, Partner, B.R. De Silva & Company 2nd July 2015 Securities and Exchange Commission of Sri Lanka 106
Behavioral Finance – Understanding How The Mind Can Help or Hinder Investment Success Mr. Ravi Abeysuriya, Group CEO/Director, Candor – Wealth Catalysts 19th August 2015 Institute of Chartered Accountants of Sri Lanka 239
Sustainability and Socially Responsible Investment Ms. Kiran Dhanapala, Founder & CEO/Economist, KIRA Sustainability Consulting 26th September  2015 Institute of Chartered Accountants of Sri Lanka 109
Creative Selling Mr. Suranjith Godagama Former Assistant General Manager – Learning & Development, Union Assurance PLC  6th November 2015 Institute of Chartered Accountants of Sri Lanka 95
Identifying Trends using Technical Analysis Mr. Stefan Andre Juriansz, Former Fund Manager, Asset Trust Management (Pvt) Ltd 15th December 2015 Securities and Exchange Commission of Sri Lanka 79

 

CPD Programmes conducted during the Year 2014

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
Recent Developments of the Sri Lankan Debt Market Mr. Mangala Boyagoda
Chairman
Wealth Lanka Management Pvt Ltd
29/01/2014
Securities and Exchange Commission of Sri Lanka
113
Stock Market Offences
Mr. Chinthaka Mendis
Director Investigations
Securities and Exchange Commission of Sri Lanka
26/04/2014 Securities and Exchange Commission of Sri Lanka 113
Know Your Client Requirement Mr.D M Rupersinghe
Director Financial Intelligence Unit
Central Bank of Sri Lanka
22/05/2014
Securities and Exchange Commission of Sri Lanka
175
Sri Lanka Vs Regional,Emerging and Frontier Markets Mr.Mohamed Inthi Sameem, Director Capital Market Education & Training Securities and Exchange Commission of Sri Lanka 07/08/2014
Excel World Colombo 10
160
Impact of the Debt Market for Economic Development Mr.Ramesh Abeywickrama, Executive Director – Finance, The Finance Company Plc 27/09/2014
Securities and Exchange Commission of Sri Lanka
116
Relationship Selling Mr.Suranjith Godagama, Assistant General Manager –Learning, Development and Special Projects, Union Assurance PLC 13/11/2014
Securities and Exchange Commission of Sri Lanka
74

CPD Programmes conducted during the Year 2013

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
Ethical Behavior of Stock Market Professionals Handling Clients Prof. P S M Gunarathna Senior Lecturer, Faculty of Management & Finance,University of Colombo
30/1/2013, Securities and Exchange Commission of Sri Lanka 97
Shortfalls and Loopholes of financial Reporting that an Investment Advisor should be aware of Mr. Ravi Abeysuriya-Director / CEO, Heraymila Securities (Pvt) Ltd Panelist


Mr. Ajith Ratnayake-Director General, Sri Lanka Accounting and Auditing Standards Monitoring Board (SLAAMB)


16/5/2013, Securities and Exchange Commission of Sri Lanka 234
Stock Market Offences Mr. Dhammika Perera,
Deputy Director General/
Officer-in-Charge,
Securities and Exchange Commission of Sri Lanka
15/06/2013 140
Introduction to Derivatives Mr. Dimuthu Ratnadiwakara,
Director,Liege Capital (Pvt) Ltd
04/07/2013 205
How to Make Sri Lanka’s Investment Industry Even More Attractive And Sustainable – The Importance of Ethics for the future of the Investment Industry Mr. Alexander Flatscher,
CFA Director CFA Code & Standards,
Asia Pacific CFA Institute
15/08/2013
Excel World
Colombo-10
170
An Overview to the proposed Changes to the SEC Act Ms. Ayanthi Abeyawickrama,
Director,
Legal and Enforcement,
Securities and Exchange Commission of Sri Lanka
112/09/2013
Securities and Exchange Commission of Sri Lanka


28/09/2013
Securities and Exchange Commission of Sri Lanka

81


78

Practical Aspects of Portfolio Management Mr. P. Asokan,
President,
Unit Trust Association of Sri Lanka.


General Manager,
Comtrust Asset Management (Pvt) Ltd

28/11/2013
Securities and Exchange Commission of Sri Lanka
33

CPD Programmes conducted during the Year 2012

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
New amendments to the Stock Broker Rules Mr. Renuke Wijayawardhane Assistant General Manager, Regulatory Affairs, Colombo Stock Exchange 19/06/02012, Securities and Exchange Commission of Sri Lanka


25/06/2012, Securities and Exchange Commission of Sri Lanka


04/07/2012, Securities and Exchange Commission of Sri Lanka


21/07/2012, Securities and Exchange Commission of Sri Lanka


06/08/2012, Securitiesand Exchange Commission of Sri Lanka

518
Ethical Framework and Best Practices Mr. Naomal Goonewardena,Partner, Nithya Partners 18/09/2012 , Securities and Exchange Commission of Sri Lanka


22/09/2012, Securities and Exchange Commission of Sri Lanka

211
Technical Analysis in a Non Technical Way Mr. Kenneth De Zilwa,Consultant to the United Nations Development Programme & Former Senior Manager – Hong Kong & Shanghai Banking Corporation 1/11/2012 , Securities and Exchange Commission of Sri Lanka


7/11/2012, Securities and Exchange Commission of Sri Lanka

216
BROKER INTEGRITY IN
PROTECTING THE STOCK MARKET
Mr. Seth Isaacs,
-
Former Training Officer Financial Markets Projects, USAID
20th January2012 Securities
and Exchange Commission of Sri Lanka
107
CAPITAL MARKET OFFENCES Mr. Dhammika Perera
-
Director Investigations, Securities and Exchange Commission of Sri Lanka
23rd February 2012 Securities
and Exchange Commission of Sri Lanka
84

CPD Programmes conducted during the Year 2011

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
WORLD MARKET OUTLOOK FOR
2011
Mr. Richard Wastcoat
-Former Managing Director, Fidelity
Investments  International

Member, Board of the Financial
Services Skills Council, UK
04th March 2011
Excel World – Colombo 10
224
CAPITAL MARKET DEVELOPMENT
WORKSHOP
Mr. Krishan Balendra
-Chairman Colombo Stock Exchange
Mr. Tony Weeresinghe
-Director of global development,
London Stock Exchange

Mr. U K Sinha
-Chairman Securities and Exchange
Board of India

Mr. Asite Talwatte
-Senior Partner E &Y
Mr. Aritta Wikramanayake
-Precedent Partner Nithya Partners
Mr. Devanesan Evanson
-Director E & Y Malaysia
-Former Chief Regulatory Officer
-Chief Market Operations Officer
& Senior Vice – President

-Legal Advisory for Market
Supervision Bursa Malaysia

Mr. S. Nandakumar
-Senior Director and Head of Fitch
Rating’ Global Infrastructure and Project Finance – Asia Pacific
18th & 19th
June 2011  Jetwing Blue Negombo
137
DEMUTUALIZATION OF
EXCHANGES  – THE GLOBAL EXPERIENCE
Ms.Sau Ngan Wong
-Senior
Counsel, Finance, Private Sector Development and Infrastructure, Legal Vice
President , The World Bank
29th September
2011 Securities and Exchange Commission of Sri Lanka
54
CAPITAL MARKET OFFENCES
I
Mr.Dhammika Perera
-Director
Investigations, Securities and Exchange Commission of Sri Lanka
01st November
2011 Securities and Exchange Commission of Sri Lanka
265
CAPITAL MARKET OFFENCES
II
Mr.Dhammika Perera
-Director
Investigations, Securities and Exchange Commission of Sri Lanka
12th November
2011 Securities and Exchange Commission of Sri Lanka
87
SHARE WARRANTS-1 Mr. Dimuthu Ratnadiwakara
-Director, Liege Capital (Pvt)     Limited
21st December 2011 Securities and Exchange Commission of Sri Lanka 100
SALIENT FEATURES OF THE
NEW UNIT TRUST CODE
Mrs. Ayanthi Abeywickrama
-Director
Legal and Enforcement, Securities and Exchange Commission of Sri Lanka
24th December 2011 Securities
and Exchange Commission of Sri Lanka
71
SHARE WARRANTS –11 Mr. Dimuthu Ratnadiwakara
-Director,
Liege Capital (Pvt)     Limited
31st December 2011 Securities
and Exchange Commission of Sri Lanka
43

CPD Programmes conducted during the Year 2010

NAME OF THE PROGRAMME RESOURCE PERSON DATE & VENUE NO OF PARTICIPANTS
MEMBER REGULATIONS Mr.Renuke Wijayawardhane
-Assistant General Manager,
Regulatory Affairs, Colombo Stock Exchange
6th May 2010 Securities and Exchange Commission of Sri
Lanka
68
MEMBER REGULATIONS Mr.Renuke Wijayawardhane
-Assistant General Manager,
Regulatory Affairs, Colombo Stock Exchange
5th June 2010
Excel World – Colombo 10
142
RESTORING TRUST IN FINANCIAL SERVICES Mr. Simon Culhane
-Chief Executive, Chartered
Institute for Securities & Investments UK
30th June 2010
Excel World – Colombo 10
157
EXCHANGE TRADED FUNDS Mr. Amit Tandon
-Assistant General Manager,
Securities and Investment Board of India
11th November 2010  Sri Lanka Institute of Tourism and Hotel Management 211
REGULATORY FRAMEWORK OF CAPITAL MARKETS IN SRI LANKA Mr. Naomal Gunawardena
-Senior Partner, Nithya Partners
11th December 2010
Securities and Exchange Commission of Sri Lanka
46


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Last Modified: September 6, 2017