Introduction


The Certificate in Capital Markets Programme (CCM) which commenced in May 2008 paves the way to become a professionally qualified Registered Investment Adviser (RIA). CCM is the only pre-requisite to obtain the RIA “license” accepted by the industry. The Certification course consists of three Series i.e. Equity Securities Series, Debt Securities Series and Securities Regulation, Ethics and Marketing Series.

Even though Certificate in Capital Markets Programme was initially started in English Medium in year 2008, SEC successfully developed CCM modules in Sinhala Medium and inaugurated first Sinhala Medium Batch in year 2009 so that many students could enroll with the programme.

CCM takes into account the incessant changes the Sri Lankan Capital Market has been facing in the recent years and aims to ensure that professionals practicing in the industry possess the competencies essential to secure the confidence of investors in the capital market. Therefore, this certification course assists to develop a pool of candidates who are trained in fundamentals of capital markets.  Obtaining this qualification will pave the way for recruitment in the areas of  Banking, Stock Brokering, Money Brokering, Fund Management, Investment Banking, Corporate Financing, Venture Capital, Insurance, Leasing & Finance, Accounting, Valuation, Financial Consulting etc.


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Last Modified: November 5, 2014