Syllabus


  1. SEC Act, Rules & Circulars
  2. Company Takeovers & Mergers Code
  3. Central Depository System Rules & Regulations
  4. Automated Trading System Rules
  5. Stockbroker Rule
  6. Listing Rules
  7. Unit Trust Code and Regulations
  8. Corporate Governance Directions & Codes
  9. Company Law
  10. Ethical Framework and Best Practices in Professional Conduct
  11. Selling and Marketing Skills

 


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Last Modified: February 27, 2015