FAQ


Q: What are the Entry Qualifications for RIA?
A: Successful completion of the CCM


Q: Are there any other qualifications acceptable to the FSA other than successful completion of the CCM in order to register for the RIA?
A: No. You will have to complete the CCM and then register for RIA.


Q: I have completed both Modules of the Investment Advisory course conducted by the CSE and obtained the license. How can I obtain the RIA designation?
A: You will have to complete the CCM and then register for RIA.


 | 
Last Modified: July 10, 2012